ACA Compliance Group Holdings, LLC

  • Bank Asset Management Staff Consultant

    Job Locations US-New York | US-NJ-Morristown
    Job ID
    2018-1167
    Category
    Compliance
    Type
    Regular Full-Time
  • Overview

    ACA Compliance Group is looking for a full-time staff consultant to help plan and execute risk advisory and assurance solutions for bank asset management clients.

    Responsibilities

    Job duties will include:

    • Planning and executing engagements involving any of the following: issue or MRA remediation, risk and control self assessments (RCSA), compliance or risk management program development and execution, control assurance testing, fiduciary audit

    • Managing projects to ensure deadlines and budget expectations are met

    • Assisting with developing white papers, risk alerts, or other thought leadership materials

    • Participating and sometimes leading discussions with clients or prospects to identify issues and propose solutions

    Qualifications

    Candidates must have 3-5 years experience providing risk management, compliance or audit services to banks or bank divisions engaged in trust, custody, or investment management activities. The ideal candidate is resourceful with working knowledge of all the following risk areas: trust administration, trust operations, trading, portfolio management, valuations, performance, conflicts of interest, and regulatory compliance. Regulatory experience as an asset management examiner is a plus. Direct experience dealing with the OCC, FDIC or Fed examiners is also a plus.

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